144A China

144A Chinese Offerings

What PPM.net Can Do

Our team of 144A consultants can assist with your Chinese based company’s144A offering.

1. PPM.net will conduct the initial analysis to see if your company or securities qualify for a 144A Offering. Prior to conducting a 144A offering, it is important to know whether one’s securities will qualify, otherwise much time and resources could be wasted. PPM.net can ascertain quite quickly whether one can conduct a 144A offering.
2. Conduct all necessary work on behalf of our clients and achieve 144A status for them. This includes the full 144A offering documents, trust indenture(s), supporting documentation, acquiring CUSIP(s) and ISIN(s) identifier numbers, setting up our clients with a partner broker-dealer investment bank (licensed FINRA broker dealer), link up your company with the proper custodial bank for the bonds or securities to be deposited, and then, depending on further needs, creating a DTC or Euroclear account, Bloomberg screen shots and much more.

144A Bond Offerings

PPM.net can assist your Chinese firm with its 144A bond offering. Whether you already have bonds in place, including your trust indenture, or you need to create the bonds from scratch and conduct a private offering, PPM.net can help. In finance, a bond is defined as debt security. In a bond offering, the issuer of the security pledges (and therefore really owes) holders of the debt an assigned interest on the coupon. In other words, Bond Holders are ‘promised’ a certain return on their ‘investment’ for the loan they give. Furthermore, depending on the terms of the bond, the issuer is obligated to pay interest (the coupon) and/or to repay the principal at a later date. This later date is called maturity. A bond, therefore, is a formal contract to repay borrowed money with interest at fixed intervals. Often times, the issue will create an offering memorandum and offer the bonds, via private offering, through the PPM, as opposed to a public bond offering. PPM.net can assist in all of your 144A bond requirements.

Rule 144A

Rule 144A, adopted pursuant to the U.S. Securities Act of 1933, as amended (the “Securities Act”) provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of restricted securities to Qualified Institutional Buyers (QIBs), which generally are large institutional investors with over $100 million in investable assets. When a broker or dealer is selling securities such as a stock or debenture, in reliance on Rule 144a, it is subject to the condition that it may not make offers to individuals other than those it reasonably believes to be Qualified Institutional Buyers.

Since 1990, the Nasdaq Stock Market offers a compliance review process which grants Depository Trust & Clearing Corporation (DTCC) book-entry access to 144A securities. PPM.net can assist in all of your 144a requirements. Many companies in China conduct 144A offerings and are quite successful.

144A Securities and Bonds for China

Seeking to conduct a 144A securities or bond offering from China? PPM.net can help assist with all of your 144A needs.